Aug 04, 2010 · FINRA Regulatory Notice 09-67 Changes to the fee for the Regulatory Element of the continuing education requirements of FINRA November 28, 2009 ~ Ana ~ Leave a comment Beginning January 4, 2010, FINRA is raising the fees for the CE requirements of certain registered persons. Study 44 Chapter 18: FINRA Registration flashcards from Nikila S. on StudyBlue. ... Regulatory Element Programs. ... S101: Series 7 registrants and individuals in ... 3 October 1, 2015, the Regulatory Element of the Continuing Education programs for the S101 and S201 is now administered through Web-based delivery.5 Pursuant to the approval order for SR-FINRA-2015-015, the fee for test-center delivery WebCE offers Firm Element Firm Element Company-Mandated Training courses. The Exchange also proposes to amend Interpretation and Policy .04 to Rule 2.5 to apply the same criteria to the S501 as it currently requires for the S101 as part of the Regulatory Element. First, like the Regulatory Element, the S501 must be completed within 120 days after the respective registration anniversary date.